I. The first and simplest of all the principles of language, common also to the animals, is imitation. The lion roars, the wolf howls in the solitude of the forest: they are answered by similar cries heard from a distance. The bird, too, mimics the voice of man and makes answer to him. Man tells to man the secret place in which he is hiding himself; he remembers and repeats the sound which he has heard. The love of imitation becomes a passion and an instinct to him. Primitive men learnt to speak from one another, like a child from its mother or nurse. They learnt of course a rudimentary, half-articulate language, the cry or song or speech which was the expression of what we now call human thoughts and feelings. We may still remark how much greater and more natural the exercise of the power is in the use of language than in any other process or action of the human mind.
II. Imitation provided the first material of language: but it was “without form and void.” During how many years or hundreds or thousands of years the imitative or half-articulate stage continued there is no possibility of determining. But we may reasonably conjecture that there was a time when the vocal utterance of man was intermediate between what we now call language and the cry of a bird or animal. Speech before language was a rudis indigestaque materies, not yet distributed into words and sentences, in which the cry of fear or joy mingled with more definite sounds recognized by custom as the expressions of things or events. It was the principle of analogy which introduced into this “indigesta moles” order and measure. It was Anaxagoras’ ὁμοῦ πάντα χρήματα, εἰτα νοῦς ἐλθὼν διεκόσμησε: the light of reason lighted up all things and at once began to arrange them. In every sentence, in every word and every termination of a word, this power of forming relations to one another was contained. There was a proportion of sound to sound, of meaning to meaning, of meaning to sound. The cases and numbers of nouns, the persons, tenses, numbers of verbs, were generally on the same or nearly the same pattern and had the same meaning. The sounds by which they were expressed were rough-hewn at first; after a while they grew more refined—the natural laws of euphony began to affect them. The rules of syntax are likewise based upon analogy. Time has an analogy with space, arithmetic with geometry. Not only in musical notes, but in the quantity, quality, accent, rhythm of human speech, trivial or serious, there is a law of proportion. As in things of beauty, as in all nature, in the composition as well as in the motion of all things, there is a similarity of relations by which they are held together.
It would be a mistake to suppose that the analogies of language are always uniform: there may be often a choice between several, and sometimes one and sometimes another will prevail. In Greek there are three declensions of nouns; the forms of cases in one of them may intrude upon another. Similarly verbs in -ω and -μι interchange forms of tenses, and the completed paradigm of the verb is often made up of both. The same nouns may be partly declinable and partly indeclinable, and in some of their cases may have fallen out of use. Here are rules with exceptions; they are not however really exceptions, but contain in themselves indications of other rules. Many of these interruptions or variations of analogy occur in pronouns or in the verb of existence of which the forms were too common and therefore too deeply imbedded in language entirely to drop out. The same verbs in the same meaning may sometimes take one case, sometimes another. The participle may also have the character of an adjective, the adverb either of an adjective or of a preposition. These exceptions are as regular as the rules, but the causes of them are seldom known to us.
Language, like the animal and vegetable worlds, is everywhere intersected by the lines of analogy. Like number from which it seems to be derived, the principle of analogy opens the eyes of men to discern the similarities and differences of things, and their relations to one another. At first these are such as lie on the surface only; after a time they are seen by men to reach farther down into the nature of things. Gradually in language they arrange themselves into a sort of imperfect system; groups of personal and case endings are placed side by side. The fertility of language produces many more than are wanted; and the superfluous ones are utilized by the assignment to them of new meanings. The vacuity and the superfluity are thus partially compensated by each other. It must be remembered that in all the languages which have a literature, certainly in Sanskrit, Greek, Latin, we are not at the beginning but almost at the end of the linguistic process; we have reached a time when the verb and the noun are nearly perfected, though in no language did they completely perfect themselves, because for some unknown reason the motive powers of languages seem to have ceased when they were on the eve of completion: they became fixed or crystallized in an imperfect form either from the influence of writing and literature, or because no further differentiation of them was required for the intelligibility of language. So not without admixture and confusion and displacement and contamination of sounds and the meanings of words, a lower stage of language passes into a higher. Thus far we can see and no further. When we ask the reason why this principle of analogy prevails in all the vast domain of language, there is no answer to the question; or no other answer but this, that there are innumerable ways in which, like number, analogy permeates, not only language, but the whole world, both visible and intellectual. We know from experience that it does not (a) arise from any conscious act of reflection that the accusative of a Latin noun in “us” should end in “um”; nor (b) from any necessity of being understood—much less articulation would suffice for this; nor (c) from greater convenience or expressiveness of particular sounds. Such notions were certainly far enough away from the mind of primitive man. We may speak of a latent instinct, of a survival of the fittest, easiest, most euphonic, most economical of breath, in the case of one of two competing sounds; but these expressions do not add anything to our knowledge. We may try to grasp the infinity of language either under the figure of a limitless plain divided into countries and districts by natural boundaries, or of a vast river eternally flowing whose origin is concealed from us; we may apprehend partially the laws by which speech is regulated: but we do not know, and we seem as if we should never know, any more than in the parallel case of the origin of species, how vocal sounds received life and grew, and in the form of languages came to be distributed over the earth.
III. Next in order to analogy in the formation of language or even prior to it comes the principle of onomatopea, which is itself a kind of analogy or similarity of sound and meaning. In by far the greater number of words it has become disguised and has disappeared; but in no stage of language is it entirely lost. It belongs chiefly to early language, in which words were few; and its influence grew less and less as time went on. To the ear which had a sense of harmony it became a barbarism which disturbed the flow and equilibrium of discourse; it was an excrescence which had to be cut out, a survival which needed to be got rid of, because it was out of keeping with the rest. It remained for the most part only as a formative principle, which used words and letters not as crude imitations of other natural sounds, but as symbols of ideas which were naturally associated with them. It received in another way a new character; it affected not so much single words, as larger portions of human speech. It regulated the juxtaposition of sounds and the cadence of sentences. It was the music, not of song, but of speech, in prose as well as verse. The old onomatopea of primitive language was refined into an onomatopea of a higher kind, in which it is no longer true to say that a particular sound corresponds to a motion or action of man or beast or movement of nature, but that in all the higher uses of language the sound is the echo of the sense, especially in poetry, in which beauty and expressiveness are given to human thoughts by the harmonious composition of the words, syllables, letters, accents, quantities, rhythms, rhymes, varieties and contrasts of all sorts. The poet with his “Break, break, break” or his ἢ πᾶσιν νεκύεσσι καταφθιμένοισιν ἀνάσσειν or his “longius ex altoque sinum trahit,” can produce a far finer music than any crude imitations of things or actions in sound, although a letter or two having this imitative power may be a lesser element of beauty in such passages. The same subtle sensibility, which adapts the word to the thing, adapts the sentence or cadence to the general meaning or spirit of the passage. This is the higher onomatopea which has banished the cruder sort as unworthy to have a place in great languages and literatures.
We can see clearly enough that letters or collocations of letters do by various degrees of strength or weakness, length or shortness, emphasis or pitch, become the natural expressions of the finer parts of human feeling or thought. And not only so, but letters themselves have a significance; as Plato observes that the letter ῥ is expressive of motion, the letters δ and τ of binding and rest, the letter λ of smoothness, ν of inwardness, the letter η of length, the letter ο of roundness. These were often combined so as to form composite notions, as for example in τρόμος (trembling), τραχύς (rugged), θραύειν (crush), κρούειν (strike), θρύπτειν (break), ῥυμβεῖν (whirl)—in all which words we notice a parallel composition of sounds in their English equivalents. Plato also remarks, as we remark, that the onomatopoetic principle is far from prevailing uniformly, and further that no explanation of language consistently corresponds with any system of philosophy, however great may be the light which language throws upon the nature of the mind. Both in Greek and English we find groups of words such as string, swing, sling, spring, sting, which are parallel to one another and may be said to derive their vocal effect partly from contrast of letters, but in which it is impossible to assign a precise amount of meaning to each of the expressive and onomatopoetic letters. A few of them are directly imitative, as for example the ω in ᾠον, which represents the round form of the egg by the figure of the mouth: or βροντή (thunder), in which the fullness of the sound of the word corresponds to the thing signified by it; or βόμβος (buzzing), of which the first syllable, as in its English equivalent, has the meaning of a deep sound. We may observe also (as we see in the case of the poor stammerer) that speech has the cooperation of the whole body and may be often assisted or half expressed by gesticulation. A sound or word is not the work of the vocal organs only; nearly the whole of the upper part of the human frame, including head, chest, lungs, have a share in creating it; and it may be accompanied by a movement of the eyes, nose, fingers, hands, feet which contributes to the effect of it.
The principle of onomatopea has fallen into discredit, partly because it has been supposed to imply an actual manufacture of words out of syllables and letters, like a piece of joiner’s work—a theory of language which is more and more refuted by facts, and more and more going out of fashion with philologians; and partly also because the traces of onomatopea in separate words become almost obliterated in the course of ages. The poet of language cannot put in and pull out letters, as a painter might insert or blot out a shade of colour to give effect to his picture. It would be ridiculous for him to alter any received form of a word in order to render it more expressive of the sense. He can only select, perhaps out of some dialect, the form which is already best adapted to his purpose. The true onomatopea is not a creative, but a formative principle, which in the later stage of the history of language ceases to act upon individual words; but still works through the collocation of them in the sentence or paragraph, and the adaptation of every word, syllable, letter to one another and to the rhythm of the whole passage.
IV. Next, under a distinct head, although not separable from the preceding, may be considered the differentiation of languages, i.e. the manner in which differences of meaning and form have arisen in them. Into their first creation we have ceased to enquire: it is their aftergrowth with which we are now concerned. How did the roots or substantial portions of words become modified or inflected? and how did they receive separate meanings? First we remark that words are attracted by the sounds and senses of other words, so that they form groups of nouns and verbs analogous in sound and sense to one another, each noun or verb putting forth inflections, generally of two or three patterns, and with exceptions. We do not say that we know how sense became first allied to sound; but we have no difficulty in ascertaining how the sounds and meanings of words were in time parted off or differentiated. (1) The chief causes which regulate the variations of sound are (a) double or differing analogies, which lead sometimes to one form, sometimes to another (b) euphony, by which is meant chiefly the greater pleasure to the ear and the greater facility to the organs of speech which is given by a new formation or pronunciation of a word (c) the necessity of finding new expressions for new classes or processes of things. We are told that changes of sound take place by innumerable gradations until a whole tribe or community or society find themselves acquiescing in a new pronunciation or use of language. Yet no one observes the change, or is at all aware that in the course of a lifetime he and his contemporaries have appreciably varied their intonation or use of words. On the other hand, the necessities of language seem to require that the intermediate sounds or meanings of words should quickly become fixed or set and not continue in a state of transition. The process of settling down is aided by the organs of speech and by the use of writing and printing. (2) The meaning of words varies because ideas vary or the number of things which is included under them or with which they are associated is increased. A single word is thus made to do duty for many more things than were formerly expressed by it; and it parts into different senses when the classes of things or ideas which are represented by it are themselves different and distinct. A figurative use of a word may easily pass into a new sense: a new meaning caught up by association may become more important than all the rest. The good or neutral sense of a word, such as Jesuit, Puritan, Methodist, Heretic, has been often converted into a bad one by the malevolence of party spirit. Double forms suggest different meanings and are often used to express them; and the form or accent of a word has been not unfrequently altered when there is a difference of meaning. The difference of gender in nouns is utilized for the same reason. New meanings of words push themselves into the vacant spaces of language and retire when they are no longer needed. Language equally abhors vacancy and superfluity. But the remedial measures by which both are eliminated are not due to any conscious action of the human mind; nor is the force exerted by them constraining or necessary.
(7) We have shown that language, although subject to laws, is far from being of an exact and uniform nature. We may now speak briefly of the faults of language. They may be compared to the faults of Geology, in which different strata cross one another or meet at an angle, or mix with one another either by slow transitions or by violent convulsions, leaving many lacunae which can be no longer filled up, and often becoming so complex that no true explanation of them can be given. So in language there are the cross influences of meaning and sound, of logic and grammar, of differing analogies, of words and the inflections of words, which often come into conflict with each other. The grammarian, if he were to form new words, would make them all of the same pattern according to what he conceives to be the rule, that is, the more common usage of language. The subtlety of nature goes far beyond art, and it is complicated by irregularity, so that often we can hardly say that there is a right or wrong in the formation of words. For almost any formation which is not at variance with the first principles of language is possible and may be defended.
The imperfection of language is really due to the formation and correlation of words by accident, that is to say, by principles which are unknown to us. Hence we see why Plato, like ourselves unable to comprehend the whole of language, was constrained to “supplement the poor creature imitation by another poor creature convention.” But the poor creature convention in the end proves too much for all the rest: for we do not ask what is the origin of words or whether they are formed according to a correct analogy, but what is the usage of them; and we are compelled to admit with Hermogenes in Plato and with Horace that usage is the ruling principle, “quem penes arbitrium est, et jus et norma loquendi.”
(8) There are two ways in which a language may attain permanence or fixity. First, it may have been embodied in poems or hymns or laws, which may be repeated for hundreds, perhaps for thousands of years with a religious accuracy, so that to the priests or rhapsodists of a nation the whole or the greater part of a language is literally preserved; secondly, it may be written down and in a written form distributed more or less widely among the whole nation. In either case the language which is familiarly spoken may have grown up wholly or in a great measure independently of them. (1) The first of these processes has been sometimes attended by the result that the sound of the words has been carefully preserved and that the meaning of them has either perished wholly, or is only doubtfully recovered by the efforts of modern philology. The verses have been repeated as a chant or part of a ritual, but they have had no relation to ordinary life or speech. (2) The invention of writing again is commonly attributed to a particular epoch, and we are apt to think that such an inestimable gift would have immediately been diffused over a whole country. But it may have taken a long time to perfect the art of writing, and another long period may have elapsed before it came into common use. Its influence on language has been increased ten, twenty or one hundred fold by the invention of printing.
Before the growth of poetry or the invention of writing, languages were only dialects. So they continued to be in parts of the country in which writing was not used or in which there was no diffusion of literature. In most of the counties of England there is still a provincial style, which has been sometimes made by a great poet the vehicle of his fancies. When a book sinks into the mind of a nation, such as Luther’s Bible or the Authorized English Translation of the Bible, or again great classical works like Shakespeare or Milton, not only have new powers of expression been diffused through a whole nation, but a great step towards uniformity has been made. The instinct of language demands regular grammar and correct spelling: these are imprinted deeply on the tablets of a nation’s memory by a common use of classical and popular writers. In our own day we have attained to a point at which nearly every printed book is spelt correctly and written grammatically.
(9) Proceeding further to trace the influence of literature on language we note some other causes which have affected the higher use of it: such as (1) the necessity of clearness and connection; (2) the fear of tautology; (3) the influence of metre, rhythm, rhyme, and of the language of prose and verse upon one another; (4) the power of idiom and quotation; (5) the relativeness of words to one another.
It has been usual to depreciate modern languages when compared with ancient. The latter are regarded as furnishing a type of excellence to which the former cannot attain. But the truth seems to be that modern languages, if through the loss of inflections and genders they lack some power or beauty or expressiveness or precision which is possessed by the ancient, are in many other respects superior to them: the thought is generally clearer, the connection closer, the sentence and paragraph are better distributed. The best modern languages, for example English or French, possess as great a power of self-improvement as the Latin, if not as the Greek. Nor does there seem to be any reason why they should ever decline or decay. It is a popular remark that our great writers are beginning to disappear: it may also be remarked that whenever a great writer appears in the future he will find the English language as perfect and as ready for use as in the days of Shakespeare or Milton. There is no reason to suppose that English or French will ever be reduced to the low level of Modern Greek or of Medieval Latin. The wide diffusion of great authors would make such a decline impossible. Nor will modern languages be easily broken up by amalgamation with each other. The distance between them is too wide to be spanned, the differences are too great to be overcome, and the use of printing makes it impossible that one of them should ever be lost in another.
The structure of the English language differs greatly from that of either Latin or Greek. In the two latter, especially in Greek, sentences are joined together by connecting particles. They are distributed on the right hand and on the left by μέν, δέ, ἀλλά, καίτοι, καὶ δὴ and the like, or deduced from one another by ἄρα, δή, οὗν, τοίνυν and the like. In English the majority of sentences are independent and in apposition to one another; they are laid side by side or slightly connected by the copula. But within the sentence the expression of the logical relations of the clauses is closer and more exact: there is less of apposition and participial structure. The sentences thus laid side by side are also constructed into paragraphs; these again are less distinctly marked in Greek and Latin than in English. Generally French, German, and English have an advantage over the classical languages in point of accuracy. The three concords are more accurately observed in English than in either Greek or Latin. On the other hand, the extension of the familiar use of the masculine and feminine gender to objects of sense and abstract ideas as well as to men and animals no doubt lends a nameless grace to style which we have a difficulty in appreciating, and the possible variety in the order of words gives more flexibility and also a kind of dignity to the period. Of the comparative effect of accent and quantity and of the relation between them in ancient and modern languages we are not able to judge.
Another quality in which modern are superior to ancient languages is freedom from tautology. No English style is thought tolerable in which, except for the sake of emphasis, the same words are repeated at short intervals. Of course the length of the interval must depend on the character of the word. Striking words and expressions cannot be allowed to reappear, if at all, except at the distance of a page or more. Pronouns, prepositions, conjunctions may or rather must recur in successive lines. It seems to be a kind of impertinence to the reader and strikes unpleasantly both on the mind and on the ear that the same sounds should be used twice over, when another word or turn of expression would have given a new shade of meaning to the thought and would have added a pleasing variety to the sound. And the mind equally rejects the repetition of the word and the use of a mere synonym for it—e.g. felicity and happiness. The cultivated mind desires something more, which a skilful writer is easily able to supply out of his treasure-house.
The fear of tautology has doubtless led to the multiplications of words and the meanings of words, and generally to an enlargement of the vocabulary. It is a very early instinct of language; for ancient poetry is almost as free from tautology as the best modern writings. The speech of young children, except in so far as they are compelled to repeat themselves by the fewness of their words, also escapes from it. When they grow up and have ideas which are beyond their powers of expression, especially in writing, tautology begins to appear. In like manner when language is “contaminated” by philosophy it is apt to become awkward, to stammer and repeat itself, to lose its flow and freedom. No philosophical writer with the exception of Plato, who is himself not free from tautology, and perhaps Bacon, has attained to any high degree of literary excellence.
To poetry the form and polish of language is chiefly to be attributed; and the most critical period in the history of language is the transition from verse to prose. At first mankind were contented to express their thoughts in a set form of words having a kind of rhythm; to which regularity was given by accent and quantity. But after a time they demanded a greater degree of freedom, and to those who had all their life been hearing poetry the first introduction of prose had the charm of novelty. The prose romances into which the Homeric Poems were converted, for a while probably gave more delight to the hearers or readers of them than the Poems themselves, and in time the relation of the two was reversed: the poems which had once been a necessity of the human mind became a luxury: they were now superseded by prose, which in all succeeding ages became the natural vehicle of expression to all mankind. Henceforward prose and poetry formed each other. A comparatively slender link between them was also furnished by proverbs. We may trace in poetry how the simple succession of lines, not without monotony, has passed into a complicated period, and how in prose, rhythm and accent and the order of words and the balance of clauses, sometimes not without a slight admixture of rhyme, make up a new kind of harmony, swelling into strains not less majestic than those of Homer, Virgil, or Dante.
One of the most curious and characteristic features of language, affecting both syntax and style, is idiom. The meaning of the word “idiom” is that which is peculiar, that which is familiar, the word or expression which strikes us or comes home to us, which is more readily understood or more easily remembered. It is a quality which really exists in infinite degrees, which we turn into differences of kind by applying the term only to conspicuous and striking examples of words or phrases which have this quality. It often supersedes the laws of language or the rules of grammar, or rather is to be regarded as another law of language which is natural and necessary. The word or phrase which has been repeated many times over is more intelligible and familiar to us than one which is rare, and our familiarity with it more than compensates for incorrectness or inaccuracy in the use of it. Striking expressions also which have moved the hearts of nations or are the precious stones and jewels of great authors partake of the nature of idioms: they are taken out of the sphere of grammar and are exempt from the proprieties of language. Everyone knows that we often put words together in a manner which would be intolerable if it were not idiomatic. We cannot argue either about the meaning of words or the use of constructions that because they are used in one connection they will be legitimate in another, unless we allow for this principle. We can bear to have words and sentences used in new senses or in a new order or even a little perverted in meaning when we are quite familiar with them. Quotations are as often applied in a sense which the author did not intend as in that which he did. The parody of the words of Shakespeare or of the Bible, which has in it something of the nature of a lie, is far from unpleasing to us. The better known words, even if their meaning be perverted, are more agreeable to us and have a greater power over us. Most of us have experienced a sort of delight and feeling of curiosity when we first came across or when we first used for ourselves a new word or phrase or figure of speech.
There are associations of sound and of sense by which every word is linked to every other. One letter harmonizes with another; every verb or noun derives its meaning, not only from itself, but from the words with which it is associated. Some reflection of them near or distant is embodied in it. In any new use of a word all the existing uses of it have to be considered. Upon these depends the question whether it will bear the proposed extension of meaning or not. According to the famous expression of Luther, “Words are living creatures, having hands and feet.” When they cease to retain this living power of adaptation, when they are only put together like the parts of a piece of furniture, language becomes unpoetical, inexpressive, dead.
Grammars would lead us to suppose that words have a fixed form and sound. Lexicons assign to each word a definite meaning or meanings. They both tend to obscure the fact that the sentence precedes the word and that all language is relative. (1) It is relative to its own context. Its meaning is modified by what has been said before and after in the same or in some other passage: without comparing the context we are not sure whether it is used in the same sense even in two successive sentences. (2) It is relative to facts, to time, place, and occasion: when they are already known to the hearer or reader, they may be presupposed; there is no need to allude to them further. (3) It is relative to the knowledge of the writer and reader or of the speaker and hearer. Except for the sake of order and consecutiveness nothing ought to be expressed which is already commonly or universally known. A word or two may be sufficient to give an intimation to a friend; a long or elaborate speech or composition is required to explain some new idea to a popular audience or to the ordinary reader or to a young pupil. Grammars and dictionaries are not to be despised; for in teaching we need clearness rather than subtlety. But we must not therefore forget that there is also a higher ideal of language in which all is relative—sounds to sounds, words to words, the parts to the whole—in which besides the lesser context of the book or speech, there is also the larger context of history and circumstances.
The study of Comparative Philology has introduced into the world a new science which more than any other binds up man with nature, and distant ages and countries with one another. It may be said to have thrown a light upon all other sciences and upon the nature of the human mind itself. The true conception of it dispels many errors, not only of metaphysics and theology, but also of natural knowledge. Yet it is far from certain that this newly-found science will continue to progress in the same surprising manner as heretofore; or that even if our materials are largely increased, we shall arrive at much more definite conclusions than at present. Like some other branches of knowledge, it may be approaching a point at which it can no longer be profitably studied. But at any rate it has brought back the philosophy of language from theory to fact; it has passed out of the region of guesses and hypotheses, and has attained the dignity of an Inductive Science. And it is not without practical and political importance. It gives a new interest to distant and subject countries; it brings back the dawning light from one end of the earth to the other. Nations, like individuals, are better understood by us when we know something of their early life; and when they are better understood by us, we feel more kindly towards them. Lastly, we may remember that all knowledge is valuable for its own sake; and we may also hope that a deeper insight into the nature of human speech will give us a greater command of it and enable us to make a nobler use of it.
Persons of the dialogue:
Socrates
Hermogenes